Account Executive, Securities Trading
Responsibilities:
- Solicit new business opportunities and provide high quality and full range brokerage services to customers;
- Achieve the assigned performance target related to securities dealing services;
- Cultivate and deepen relationship with existing customers;
- Perform monitoring of customer securities transactions and report any non-compliance activities to management;
- Provide support to general administrative works and daily operations;
- Perform other ad hoc projects or assignments
Requirements:
- Form 5 or above with minimum of 2 years relevant experience;
- Qualified to acquire the Representative License for Regulated Activities Type 1 (Securities Dealing) under SFC;
- Experience in securities dealing and exposure of securities and futures trading;
- Knowledge on financial market, SFO & Code of Conduct for Persons Licensed or Registered with the SFC;
- Self-motivated, customer-oriented and sales-driven, with strong customer network;
- Fluent in spoken Cantonese and Mandarin is preferred
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