Assistant Vice President, AML Advisory
Responsibilities:
- Provide compliance advice on matters in respect of AML/CFT;
- Comment on AML aspects on policies and procedures:
- Follow up on SAS Name Checking System and SWIFT Checking System;
- Review the World-Check keywords related issues:
- Manage email and circular for highlighting the implications by regulatory authorities;
- Back-up to thematic and ad-hoc compliance checking duties;
- Support on transaction monitoring and investigate suspicious alerts when needed;
- Support to conduct onsite compliance checking and review on branches; and perform offsite review on business units when needed; and
- Perform other ad hoc projects or assignments.
Requirements:
- University degree in Law, Business Administration, Accounting, Finance or related discipline;
- Holder of HKMA Certification of Enhanced Competency Framework (ECF) on AAMLP
- Minimum 6 years’ experience in banking or financial institutions with relevant exposure to AML, transaction monitoring or banking compliance; experience with SAS (AML) solution is preferred;
- Knowledge in banking operations, products and services is an advantage
- Attentive to details, independent and self-motivated; and good interpersonal and communication skills; and
- Well-versed in spoken and written English and Chinese; Putonghua would be an advantage.
- Offer will be subject to experience and qualification.
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