Senior Vice President, Section Head, AML Compliance (Advisory and Compliance Checking)
Responsibilities:
- Lead and supervise AML Governance and Advisory Team, and Compliance Checking Team
- Assist Department Head to format the AML management framework of the Bank and ensure the Bank is compliance with the applicable legal and regulatory requirements
- Formulate compliance checking plan and lead the team to conduct relevant compliance checking
- Review and revise AML policies, guidelines and procedures, and provide advice on AML/CFT-related matters to other units
- Provide AML-related training to staff of Head Office, Mainland and overseas branches
- Assist in updating and/ preparing management reports for Senior Management and minutes for AML Committee
Requirements:
- University degree in Law, Business Administration, Accounting, Finance or related discipline
- Holder of Certification of Enhanced Competency Framework (ECF) on CAMLP and/or AML Audit related professional qualification, e.g. CAMS Audit
- Minimum 12 years’ experience in which 5 years’ managerial level in banking or financial services with relevant exposure to anti-money laundering compliance
- Experience in handling regulatory onsite examinations and enforcement action is preferred
- Sound knowledge of statutory and regulatory requirements in respect of AML and counter financing of terrorism in Hong Kong is a must; exposure in overseas requirements is an advantage
- Sound knowledge in banking operations, products and services including both corporate and retail banking;
- Strong people management and coaching skills
- Strong analytical and communication skills with good command of both spoken and written English and Chinese including Putonghua
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