CURRENT VACANCIES

Legal and Compliance Division

Senior Vice President, Section Head, AML Compliance (Advisory and Compliance Checking)


Responsibilities:

  • Lead and supervise AML Governance and Advisory Team, and Compliance Checking Team
  • Assist Department Head to format the AML management framework of the Bank and ensure the Bank is compliance with the applicable legal and regulatory requirements
  • Formulate compliance checking plan and lead the team to conduct relevant compliance checking
  • Review and revise AML policies, guidelines and procedures, and provide advice on AML/CFT-related matters to other units
  • Provide AML-related training to staff of Head Office, Mainland and overseas branches
  • Assist in updating and/ preparing management reports for Senior Management and minutes for AML Committee


Requirements:

  • University degree in Law, Business Administration, Accounting, Finance or related discipline
  • Holder of Certification of Enhanced Competency Framework (ECF) on CAMLP and/or AML Audit related professional qualification, e.g. CAMS Audit
  • Minimum 12 years’ experience in which 5 years’ managerial level in banking or financial services with relevant exposure to anti-money laundering compliance
  • Experience in handling regulatory onsite examinations and enforcement action is preferred
  • Sound knowledge of statutory and regulatory requirements in respect of AML and counter financing of terrorism in Hong Kong is a must; exposure in overseas requirements is an advantage
  • Sound knowledge in banking operations, products and services including both corporate and retail banking;
  • Strong people management and coaching skills
  • Strong analytical and communication skills with good command of both spoken and written English and Chinese including Putonghua