CURRENT VACANCIES

Chong Hing Securities Limited

Investment/ Securities Services Executive (Dealer)


Responsibilities:

  • In our Call Centre and Branch network, actively solicit business opportunities by providing high quality and full range brokerage investment or securities services to customers
  • Achieve the assigned performance targets in compliance with the Company’s policies, procedures and regulatory guidelines
  • Report to management promptly when any non-compliance activities are observed
  • Perform other ad hoc projects or assignments


Requirements:

  • Post-secondary education or above
  • Solid experience in investment and/or securities dealing experience
  • Completed HKSI examinations and qualified to register for RA1; with RA2 would be an advantage
  • Sound knowledge on SFO & Code of Conduct for Persons Licensed or Registered with the SFC
  • Good financial market knowledge and solid experience in securities brokerage business
  • Self-motivated, customer-oriented and sales-driven, with strong customer networking relationship
  • Well-versed in both spoken and written English and Chinese, including Putonghua
  • Conversant with MS Office applications and Chinese Word Processing