Career Opportunities


Branch Management Department

Assistant Vice President, Compliance Function


  • Support branch AML / CFT and procedures on all investment products
  • Carry out risk assessment, conduct compliance review and investigation on branch business
  • Monitor the risk of money laundering and terrorist financing over existing clients profiles
  • Keep track of regulatory requirements and ensure all assignments and projects are in compliance with the rules and regulations
  • Collaborate with Compliance Department and manage the branch operational risks
  • Organize and lead projects related to regulatory requirements, compliance, branch operations and system enhancement
  • Perform business analysis for various domains
  • Maintain and review compliance related policies, procedures and control system
  • Provide adequate support to branches and assist in ad hoc assignments as required


  • University graduate in Banking & Finance, Business Administration or related discipline
  • Minimum 10 years’ banking experience, at least 3 years of which in investment/branch operation and supervision position is an advantage
  • Strong negotiation, problem solving and interpersonal skills
  • Good numeracy and analytical skills
  • Good command of spoken and written English and Chinese
  • Proficient in MS Office Applications and Chinese Word Processing
  • Relevant Enhanced Competency Framework (ECF) qualification is preferable