Assistant Vice President, Compliance Function
Responsibilities:
- Support branch AML / CFT and procedures on all investment products
- Carry out risk assessment, conduct compliance review and investigation on branch business
- Monitor the risk of money laundering and terrorist financing over existing clients profiles
- Keep track of regulatory requirements and ensure all assignments and projects are in compliance with the rules and regulations
- Collaborate with Compliance Department and manage the branch operational risks
- Organize and lead projects related to regulatory requirements, compliance, branch operations and system enhancement
- Perform business analysis for various domains
- Maintain and review compliance related policies, procedures and control system
- Provide adequate support to branches and assist in ad hoc assignments as required
Requirements:
- University graduate in Banking & Finance, Business Administration or related discipline
- Minimum 10 years’ banking experience, at least 3 years of which in investment/branch operation and supervision position is an advantage
- Strong negotiation, problem solving and interpersonal skills
- Good numeracy and analytical skills
- Good command of spoken and written English and Chinese
- Proficient in MS Office Applications and Chinese Word Processing
- Relevant Enhanced Competency Framework (ECF) qualification is preferable
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